Due to various state regulations and registration requirements
concerning the dissemination of information regarding investment
products and services, we are currently required to limit access
of the following individuals residing in states where we are currently
registered.
A broker/dealer, investment advisor, BD agent or IA rep may only
transact business in a particular state after licensure or satisfying
qualifications requirements of that state, or only if they are excluded
or exempted from the state's broker/dealer, investment adviser,
BD agent or IA rep requirements, as the case may be; and follow-up,
individualized responses to consumers in a particular state by broker/dealer,
investment adviser, BD agent or IA rep that involve either the effecting
or attempting to effect transactions in securities or the rendering
of personalized investment advice for compensation, as the case
may be, shall not be made without first complying with the state's
broker/dealer, investment adviser, BD agent or IA rep requirements,
or pursuant to an applicable state exemption or exclusion.
Investments products and services available only to residents of:
AL, CA, CT, DC, FL, GA, MD, NC, NY, OH, PA, SC, TX, VA
I acknowledge that I am a resident of one of the states listed
above.
I am not a resident of one of the states listed above. |